T 0020/25 - Withdrawing other ARs makes AR inadmissible

Key points

• "The requirements of Article 54 EPC are not met, and the main request must fail."
• The Board has to decide on the admissibility of the ARs and first turns to the history of the case.
• "The opposition division decided that the sixth auxiliary request met the requirements of the EPC; the [lower-ranking] request relating to the use did not have to be dealt with. "
• With the statement of grounds of appeal, the patent proprietor filed a new main request and auxiliary requests 1 to 13
• With the reply to the opponent's appeal, the patent proprietor filed auxiliary requests 6 to 21 
• The Board's preliminary opinion was that AR-11 was allowable. "The lower-ranking requests were not dealt with [in the preliminary opinion]."
• "Oral proceedings took place on 8 May 2026. At the beginning of the oral proceedings, the patent proprietor confirmed their requests (and their order). Following the discussion of auxiliary request 11, which was found allowable, and of the main request, which was found not to meet the requirements of Article 54 EPC, the appellant changed the order of their requests and asked that the requests ranking lower than auxiliary request 11, in particular auxiliary requests 14 to 16 and 19 to 21, be discussed. Ultimately, only these auxiliary requests were maintained besides the main request."
• "This is not permissible " A very detailed and principled reasoning of the Board follows. 
• "Reordering claim requests is an amendment to the patent proprietor's appeal case (see Case Law of the Boards of Appeal, 11th edition, 2025, V.A.4.2.3(i), V.A.4.5.4(q); T 1436/19, Reasons 1; T 2564/22, Reasons 2.1; T 622/23, Reasons 3.3). "
• "At least in a case like the present one where the auxiliary requests are not convergent, promoting a lower-ranking request is not merely a formal matter but shifts the subject of the proceedings."
• "The auxiliary requests in question, containing use claims, had always been ranked lower by the patent proprietor, at both the first and the second instance, meaning that they were only intended to be considered if higher-ranking auxiliary requests (i.e. those containing product claims) were not found allowable.
• "This condition did not materialise as higher-ranking auxiliary requests were found allowable (what was then auxiliary request 6 by the opposition division, and auxiliary request 11 in the board's preliminary opinion). As a consequence, there was no need or scope to deal with the lower-ranking auxiliary requests containing use claims during the opposition and appeal proceedings, notably not in the board's [preliminary opinion].
•  "Considering those auxiliary requests in substance now would mean the board having to deal, for the first time, with matters not dealt with either by the opposition division or in their own preliminary opinion. It would, in particular, require discussions which did not take place in the opposition proceedings and are thus not reflected in the impugned decision, with such discussions having to take place either before the board or before the opposition division by way of a remittal of the case."
• "Effectively withholding requests from being dealt with at an earlier stage of the proceedings - as the patent proprietor has done here - and "reserving" them for a later stage of the appeal proceedings runs counter not only to these principles but also to the primary object of the appeal proceedings to review the decision under appeal (Article 12(2) RPBA) and, ultimately, to the very object and purpose of the (subsequent) communication pursuant to Article 15(1) RPBA"
• "It is good board practice in the communication under Article 15(1) RPBA not to deal with requests which are not relevant for the decision to be taken at that moment in time, in particular when they have only been filed in the event that no higher-ranking requests are found allowable."
• A very interesting piece of information.
• As a comment, does this mean that the proprietor may not withdraw AR-11? The Board writes that "Ultimately, only these auxiliary requests [14-16 and 19-21 were maintained besides the main request". Wasn't the procedural situation at that time that AR-1 to 13, including AR-11, were withdrawn? (I'm not saying that this couldn't be legally correct, although it seems a change of case law).
• As a further comment, I wonder whether the phrase "admissibly raised" in Art. 12(4) RPBA perhaps addresses the issue: was the non-convergent AR (then AR-14) relating to the use claim admissibly raised before the OD? 
• "In reply to the notice of opposition, the patent proprietor filed a new main request and six auxiliary requests containing product claims only. In reply to the opposition division's preliminary opinion, the patent proprietor filed seventh to thirteenth auxiliary requests, likewise all containing product claims only. At the same time, a fourteenth auxiliary request containing use claims was filed."

EPO 

The link to the decision is provided after the jump.

https://www.epo.org/en/boards-of-appeal/decisions/t250020eu1